Nathan G. Berlinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Gilbert Berlinski, who also goes by Nathan Berlinski, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2006. Nathan had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - March 22, 2018
ANTARCTICA ADVISORS, LLC
March 30, 2015 - May 31, 2016
THREADSTONE CAPITAL, LLC
November 15, 2006 - November 28, 2008
OSAIC SERVICES, INC.
October 12, 2006 - November 28, 2008
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANTARCTICA ADVISORS, LLC
CRD#: 168101 / SEC#: , 8-69288
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
