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Brian Kenneth Bruggeman

Brian K. Bruggeman

WALLA WALLA WEALTH ADVISORS
WALLA WALLA, WA 99362
Some features on this profile are disabled
CRD#: 5218348
Brian Kenneth Bruggeman

Professional summary

Brian Kenneth Bruggeman, CFP®, who also goes by Brian Bruggeman, is a registered financial advisor currently at WALLA WALLA WEALTH ADVISORS located in Walla Walla, Washington.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Bruggeman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Bruggeman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

June 2, 2025 - Present

WALLA WALLA WEALTH ADVISORS

Office #1: 117 E. Rose St., Walla Walla, WA 99362
RIA
CRD#: 335162
WALLA WALLA, WA
Past

January 21, 2014 - July 21, 2016

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WALLA WALLA, WA
Past

August 12, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
WALLA WALLA, WA
Past

July 25, 2013 - July 21, 2016

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
WALLA WALLA, WA
Past

June 4, 2008 - October 20, 2009

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SAN DIEGO, CA
Past

June 4, 2008 - October 20, 2009

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN DIEGO, CA
Past

February 6, 2007 - February 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN DIEGO, CA
Past

February 6, 2007 - February 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN DIEGO, CA
Past

November 3, 2006 - December 20, 2006

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(6/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2013
General Securities Representative Examination

Current Firm

WW
WALLA WALLA WEALTH ADVISORS
WALLA WALLA WEALTH ADVISORS | WALLA WALLA WEALTH ADVISORS, LLC | WALLA WALLA WEALTH ADVISORS LLC

CRD#: 335162 / SEC#:

Washington
Registered Investment Advisory firm - (6/2/2025 Approved)
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Contact information

Main Address
117 E. Rose St., Walla Walla, WA 99362
Mailing Address
Phone number
(509) 525-6307
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALLA WALLA WEALTH ADVISORS

CRD#: 335162Walla Walla, WA 99362

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