Brian K. Bruggeman

WALLA WALLA WEALTH ADVISORS

WALLA WALLA, WA 99362

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CRD#: 5218348

Professional summary

Brian Kenneth Bruggeman, CFP®, who also goes by Brian Bruggeman, is a registered financial advisor currently at WALLA WALLA WEALTH ADVISORS located in Walla Walla, Washington.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Bruggeman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business - Block Maughan & Associates, PLLC, DBA Walla Walla Tax Advisors Investment-related - no Address of the other business - 117 E Rose St, Walla Walla, WA 99362 Nature of the other business - accounting firm Position, title, relationship - Partner Duties - tax preparation and tax planning Start date relationship 01-01-2025 Number of hours/month - 48 Number of hours during securities trading hours - 12 per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Bruggeman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 2, 2025 - Present

WALLA WALLA WEALTH ADVISORS

Office #1: 117 E. Rose St., Walla Walla, WA 99362

RIA

CRD#: 335162

WALLA WALLA, WA

Past

January 21, 2014 - July 21, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WALLA WALLA, WA

Past

August 12, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WALLA WALLA, WA

Past

July 25, 2013 - July 21, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

WALLA WALLA, WA

Past

June 4, 2008 - October 20, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN DIEGO, CA

Past

June 4, 2008 - October 20, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN DIEGO, CA

Past

February 6, 2007 - February 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN DIEGO, CA

Past

February 6, 2007 - February 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN DIEGO, CA

Past

November 3, 2006 - December 20, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2013

General Securities Representative Examination

Current Firm

WALLA WALLA WEALTH ADVISORS

WALLA WALLA WEALTH ADVISORS | WALLA WALLA WEALTH ADVISORS, LLC | WALLA WALLA WEALTH ADVISORS LLC

CRD#: 335162 / SEC#:

Washington

Registered Investment Advisory firm - (6/2/2025 Approved)

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Contact information

Main Address

117 E. Rose St., Walla Walla, WA 99362

Mailing Address

Phone number

(509) 525-6307

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian K. Bruggeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Bruggeman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLA WALLA WEALTH ADVISORS

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2013

SIE

Date: 7/21/2016

Series 7

Date: 7/25/2013

Current Firm

WALLA WALLA WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

WALLA WALLA WEALTH ADVISORS

TRUST BUT VERIFY

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