EP
Elier A. Peraza
CETERA INVESTMENT ADVISERS LLC
Chico, CA 95928
Some features on this profile are disabled
CRD#: 5218100
EP
Professional summary
Elier Agustin Peraza, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chico, California and CETERA WEALTH SERVICES, LLC located in Chico, California.
Elier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Elier has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHANSON & YAU POSITION: Director of Financial Services NATURE: I am the BMS advisor at Johanson and Yau INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 08/15/2016 ADDRESS: 42 W Campbell Ave, Third Floor, Campbell CA 95008, United States DESCRIPTION: Provide comprehensive Financial Services to the clients of our CPA firm. 2) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2015 ADDRESS: 1284 Fremont Street, San Jose CA 95126, United States DESCRIPTION: I am just the owner. the property, collects rents, responds to emergencies etc. 3) MARTHA BOYLE 1989 TRUST POSITION: Temporary Independent Trustee NATURE: EZY077917 - Martha Boyle 1989 Trust - Irrevocable Trust. Trustee is her mom Barbara Boyle and Independent Trustee John Burghardt. Mr. Burghardt is retiring. Barbara Boyle has asked me to be the independent trustee temporarily to able to decant the assets of the trust into Martha Boyle new living trust and close this 1989 trust. Timeframe will be 90 days maximum. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2023 ADDRESS: 42 West Campbell Ave, Third Floor, Campbell CA 95008, United States DESCRIPTION: Together with trustee Barbara Boyle, I will sign the legal documents to transfer the assets of Martha Boyle 1989 trust to a new Martha Boyle Living Trust where Martha Boyle is the trustee. We will close the 1989 trust immediately. 4) JY WEALTH CARE POSITION: Director of Financial Services NATURE: JY Wealth Care is the Wealth Management Division at Johanson and Yau. I am the Director of the Division. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 08/14/2016 ADDRESS: 42 W Campbell Ave, Suite 300, Campbell CA 95008, United States DESCRIPTION: We provide Financial Services to our clients - Financial Plan, Investment Management, retirement planning, education planning etc.
CRS (Client Relationship Summary) - RIA
Click below to view Elier Agustin Peraza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 22, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1905 Notre Dame Blvd Suite 260, Chico, CA 95928Office #2: 42 West Campbell Ave Third Floor, Campbell, CA 95008RIA
CRD#: 105644
Chico, CA
Current
July 22, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1905 Norte Dame Blvd Suite 260,, Chico, CA 95928Office #2: 42 West Campbell Ave Third Floor, Campbell, CA 95008Office #3: 1905 Norte Dame Blvd Suite 260, Chico, CA 95928BD
CRD#: 13572
CHICO, CA
Past
October 25, 2019 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CAMPBELL, CA
Past
October 25, 2019 - September 8, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CAMPBELL, CA
Past
October 27, 2009 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
San Jose, CA
Past
October 14, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SAN JOSE, CA
Past
January 25, 2007 - October 12, 2009
WADDELL & REED
RIA
CRD#: 866
DALLAS, TX
Past
December 5, 2006 - October 12, 2009
WADDELL & REED
BD
CRD#: 866
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2025)
RR
Alaska(9/18/2025)
RR
Arizona(7/22/2025)
RR
California(7/22/2025)
IAR
California(7/22/2025)
RR
Colorado(7/22/2025)
RR
Connecticut(7/22/2025)
RR
Florida(7/22/2025)
RR
Hawaii(7/22/2025)
RR
Massachusetts(9/8/2025)
RR
New Hampshire(7/22/2025)
RR
North Carolina(9/9/2025)
RR
Ohio(7/22/2025)
RR
Oregon(9/8/2025)
RR
Pennsylvania(9/8/2025)
RR
South Carolina(9/18/2025)
RR
South Dakota(9/18/2025)
RR
Texas(7/22/2025)
IAR
Texas(7/22/2025)
RR
Utah(9/8/2025)
RR
Virginia(9/8/2025)
RR
Washington(7/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
