AB
Amanda V. Breslow
JPMORGAN DISTRIBUTION SERVICES
New York, NY 10172
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CRD#: 5217563
AB
Professional summary
Amanda Veronica Breslow, who also goes by Amanda Breslow, Amanda Veronica Mentis, Mandy Mentis, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in New York, New York.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2006. Amanda has worked at 7 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Amanda Breslow | Amanda Veronica Mentis | Mandy Mentis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Amanda Veronica Breslow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2024 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 277 Park Avenue, New York, NY 10172BD
CRD#: 104234
New York, NY
Past
May 17, 2021 - January 10, 2024
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
New York, NY
Past
January 2, 2015 - May 3, 2021
SG AMERICAS SECURITIES, LLC
BD
CRD#: 128351
NEW YORK, NY
Past
June 21, 2012 - January 2, 2015
NEWEDGE USA, LLC
BD
CRD#: 36118
NEW YORK, NY
Past
March 24, 2010 - November 8, 2010
TICONDEROGA SECURITIES LLC
BD
CRD#: 7671
NEW YORK, NY
Past
February 26, 2010 - March 19, 2010
NATIXIS SECURITIES AMERICAS LLC
BD
CRD#: 1101
NEW YORK, NY
Past
December 21, 2006 - March 22, 2010
NATIXIS SECURITIES NORTH AMERICA INC.
BD
CRD#: 28722
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2024)
RR
Alaska(1/26/2024)
RR
Arizona(1/26/2024)
RR
Arkansas(1/26/2024)
RR
California(1/26/2024)
RR
Colorado(1/26/2024)
RR
Connecticut(1/26/2024)
RR
Delaware(1/26/2024)
RR
District of Columbia(1/26/2024)
RR
Florida(1/26/2024)
RR
Georgia(1/26/2024)
RR
Hawaii(1/26/2024)
RR
Idaho(1/26/2024)
RR
Illinois(1/26/2024)
RR
Indiana(1/26/2024)
RR
Iowa(1/26/2024)
RR
Kansas(1/26/2024)
RR
Kentucky(1/26/2024)
RR
Louisiana(1/26/2024)
RR
Maine(1/26/2024)
RR
Maryland(1/26/2024)
RR
Massachusetts(1/26/2024)
RR
Michigan(1/26/2024)
RR
Minnesota(1/26/2024)
RR
Mississippi(1/26/2024)
RR
Missouri(1/26/2024)
RR
Montana(1/26/2024)
RR
Nebraska(1/26/2024)
RR
Nevada(1/26/2024)
RR
New Hampshire(1/26/2024)
RR
New Jersey(1/26/2024)
RR
New Mexico(1/26/2024)
RR
New York(1/26/2024)
RR
North Carolina(1/26/2024)
RR
North Dakota(1/26/2024)
RR
Ohio(1/29/2024)
RR
Oklahoma(1/26/2024)
RR
Oregon(1/26/2024)
RR
Pennsylvania(1/26/2024)
RR
Puerto Rico(1/26/2024)
RR
Rhode Island(1/26/2024)
RR
South Carolina(1/26/2024)
RR
South Dakota(1/26/2024)
RR
Tennessee(1/26/2024)
RR
Texas(1/26/2024)
RR
Utah(1/26/2024)
RR
Vermont(1/26/2024)
RR
Virgin Islands(1/26/2024)
RR
Virginia(1/26/2024)
RR
Washington(1/26/2024)
RR
West Virginia(1/26/2024)
RR
Wisconsin(1/26/2024)
RR
Wyoming(1/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/7/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
