NA
Nicole G. Adesina
TRANSAMERICA FINANCIAL ADVISORS
SEVERNA PARK, MD
Some features on this profile are disabled
CRD#: 5216844
NA
Professional summary
Nicole Gale Adesina, who also goes by Nicole G Wilson, Nicole Gale Wilson, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Severna Park, Maryland.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nicole has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole G Wilson | Nicole Gale Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As employee of Transamerica Financial Advisors, may perform home office functions for other business units GWP Construction Management LLC / Husband's Bus in my name only/ 6113 Grenfell Loop Bowie MD 20720 / Home address used for license /Bowie, MD 20720/Construction Management/ owner/ no securities trading involved - No business conducted/ 1-2007 /Hrs wrkd 0/ trading hrs m 0 Co name: NOTARY /emp dates: 1121 TO PRESENT/ INVESTMENT RELATED: NO /address: SEVERNA PARK, MD / position: NOTARY/ nature of business: NOTARY/hrs work monthly: 0/Sec trading hrs: 0/ duties: NOTARY OBA Amendment Update: NOTARY
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Gale Adesina's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicole Gale Adesina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
BD
CRD#: 16164
SEVERNA PARK, MD
Current
March 1, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6400 C St Sw, Cedar Rapids, IA 52499RIA
BD
CRD#: 16164
Cedar Rapids, IA
Past
November 17, 2011 - July 16, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Bethesda, MD
Past
November 10, 2008 - November 8, 2011
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
March 20, 2008 - June 26, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
October 23, 2006 - June 14, 2007
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(12/8/2023)
IAR
Iowa(12/8/2023)
RR
Maryland(3/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
