LL
Lawrence Lehman
CETERA INVESTMENT ADVISERS LLC
LEMONT, IL 60439
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CRD#: 5216196
LL
Professional summary
Lawrence Lehman, who also goes by Larry Lehman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lemont, Illinois and CETERA WEALTH SERVICES, LLC located in Orland Park, Illinois.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Lehman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lehman Properties LLC 805 State Street Lemont IL 60439 Rental Property Other 1/1/2018~1hrs~1hrs~Make all management decisions regarding the operation of the commercial building. 2) ALPINE HEIGHTS HOMEOWNERS ASSOCIATION POSITION: Board Member NATURE: I am a member of the Board of Directors of the homeowners association in which I reside. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 805 State Street, Lemont IL 60439, DESCRIPTION: I participate, along with the other Board members, in the decision making process of issues related to our homeowners' subdivision, such a approval of contracts, determination of assessments and approval of homeowners requests. 3) THE DANIEL STRADA FOUNDATION POSITION: Board Member NATURE: Non-profit private charitable foundation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 215 Clermont, Lake Mary FL 32746, DESCRIPTION: I am one of the Board Members. This organization is newly established with minimal activity. I have no job responsibilities nor spend any time with this organization at this time. This organization was established in the name of my cousin's departed son, with hope that someday it will provide assistance to families of hospitalized children. 4) LEHMAN FINANCIAL LTD. POSITION: Owner NATURE: This will be an administration service company supporting my investment and advisory services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 805 State Street, Lemont IL 60439, United States DESCRIPTION: This entity will provide the office administration functions to support my operations. 5)Wealth Management Reps; Member; Wealth Management Reps is an exclusive�?group of solely registered representatives and advisors who combine our efforts for marketing and education purposes.� Wealth Management Reps is a marketing group to provide solely products and services.; IR; 40; 09/23/2020; 14930 S. Cicero Ave. Oak Forest IL 60452; As a group of reps we combine our production and collaborate on investment product ideas and marketing.� We meet monthly to discuss new products, changes and share best practices. We launch collective marketing campaigns.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Lehman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 805 State Street, Lemont, IL 60439RIA
CRD#: 105644
LEMONT, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Orland Park, IL
Past
February 1, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lemont, IL
Past
August 28, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Orland Park, IL
Past
January 6, 2012 - September 7, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
OAK BROOK, IL
Past
November 6, 2006 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Tennessee(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
