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Gary Earl Conley

CONLEY CAPITAL GROUP
EUGENE, OR
·CRD# 52159·54 years experience

Professional Summary

Gary Earl Conley is a registered financial advisor currently at CONLEY CAPITAL GROUP located in Eugene, Oregon and AMERICAN INVESTORS COMPANY located in Eugene, Oregon. Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Gary has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 1, Series 24, Series 40 and Series 4 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

CONLEY CAPITAL GROUP·CRD# 156399
RIA
1600 Valley River Dr Ste. 385, Eugene, OR 97401
March 11, 2011 - Present
AMERICAN INVESTORS COMPANY·CRD# 38
RIA
BD
1600 Valley River Drive, Suite 385, Eugene, OR 97401
March 8, 1996 - Present
BTS ASSET MANAGEMENT, INC.·CRD# 105215
RIA
Eugene, OR
March 21, 2002 - November 3, 2017
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Eugene, OR
October 19, 1995 - December 14, 2005
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Boston, MA
September 4, 1990 - August 3, 1995
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
February 21, 1974 - September 11, 1990
DUPONT WALSTON, INCORPORATED·CRD# 870
BD
July 2, 1973 - September 5, 1975
DUPONT GLORE FORGAN INCORPORATED·CRD# 1000002
BD
June 15, 1973 - July 2, 1973
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
December 22, 1971 - July 6, 1973

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Current Firm

CC
CONLEY CAPITAL GROUP

CONLEY CAPITAL GROUP | THE CONLEY CAPITAL GROUP INCORPORATED

CRD#: 156399
Oregon
Registered Investment Advisory firm - Oregon (3/11/2011 Approved)

Contact Information

Main Address

1600 Valley River Dr Ste. 385, Eugene, OR 97401

Phone Number

(541) 686-1201

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE CONLEY CAPITAL GROUP INCORPORATED; INVESTMENT-RELATED; 1600 VALLEY RIVER DRIVE, STE. 385, EUGENE, OR 97401; REGISTERED INVESTMENT ADVISORS; PRESIDENT; START DATE 8/1990; 40+ HRS/WK; DUTIES INCLUDE SUPERVISION OF EMPLOYEES; PORTFOLIO MANAGEMENT; SOME TIME MAY BE SPENT INVOLVED WITH FIXED AND VARIABLE INSURANCE PRODUCTS. AN OVERLAP DOES EXIST BETWEEN THE ACTIVITIES INVOLVING AMERICAN INVESTORS COMPANY AND THE CONLEY CAPITAL GROUP INCORPORATED, PARTICULARLY DURING SECURITIES TRADING HOURS. 2) IFWIZARD CORPORATION; NOT INVESTMENT-RELATED; 2900 N. GOVERNMENT WAY #253, COEUR D'ALENE, ID 83815; TECH START-UP; MEMBER OF THE BOARD OF DIRECTORS; STOCK HOLDER; START DATE MAY 2013; OUTSIDE DIRECTOR. 3) PRN SANE, LLC; NOT INVESTMENT-RELATED; 1056 GREEN ACRES RD #102, EUGENE, OR 97408; SEXUAL ASSAULT CONSULTING; OWNER, TREASURER; START DATE OCT/2020; ZERO HOUR/MONTH DEVOTED TO THIS BUSINESS; ZERO HOUR DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; NONE/TREASURER;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/11/1996)
RR
California
(7/10/1997)
RR
Montana
(11/1/2017)
RR
Nevada
(11/1/2017)
RR
North Carolina
(8/19/2008)
RR
Oregon
(8/29/1996)
IAR
Oregon
(3/11/2011)
RR
Tennessee
(4/19/2023)
RR
Washington
(2/11/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 15 — Foreign Currency Options Examination

Passed Jun 1984

Series 1 — Registered Representative Examination

Passed Dec 1971

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 40 — Registered Principal Examination

Passed Sep 1978

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gary Earl Conley's CRS (Customer Relationship Summary).

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