Gary E. Conley

CONLEY CAPITAL GROUP

Eugene, OR 97401

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CRD#: 52159

Professional summary

Gary Earl Conley is a registered financial advisor currently at CONLEY CAPITAL GROUP located in Eugene, Oregon and AMERICAN INVESTORS COMPANY located in Eugene, Oregon.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Gary has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 1, Series 24, Series 40 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE CONLEY CAPITAL GROUP INCORPORATED; INVESTMENT-RELATED; 1600 VALLEY RIVER DRIVE, STE. 385, EUGENE, OR 97401; REGISTERED INVESTMENT ADVISORS; PRESIDENT; START DATE 8/1990; 40+ HRS/WK; DUTIES INCLUDE SUPERVISION OF EMPLOYEES; PORTFOLIO MANAGEMENT; SOME TIME MAY BE SPENT INVOLVED WITH FIXED AND VARIABLE INSURANCE PRODUCTS. AN OVERLAP DOES EXIST BETWEEN THE ACTIVITIES INVOLVING AMERICAN INVESTORS COMPANY AND THE CONLEY CAPITAL GROUP INCORPORATED, PARTICULARLY DURING SECURITIES TRADING HOURS. 2) IFWIZARD CORPORATION; NOT INVESTMENT-RELATED; 2900 N. GOVERNMENT WAY #253, COEUR D'ALENE, ID 83815; TECH START-UP; MEMBER OF THE BOARD OF DIRECTORS; STOCK HOLDER; START DATE MAY 2013; OUTSIDE DIRECTOR. 3) PRN SANE, LLC; NOT INVESTMENT-RELATED; 1056 GREEN ACRES RD #102, EUGENE, OR 97408; SEXUAL ASSAULT CONSULTING; OWNER, TREASURER; START DATE OCT/2020; ZERO HOUR/MONTH DEVOTED TO THIS BUSINESS; ZERO HOUR DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; NONE/TREASURER;

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2011 - Present

CONLEY CAPITAL GROUP

Office #1: 1600 Valley River Dr Ste. 385, Eugene, OR 97401

RIA

CRD#: 156399

Eugene, OR

Current

March 8, 1996 - Present

AMERICAN INVESTORS COMPANY

Office #1: 1600 Valley River Drive, Suite 385, Eugene, OR 97401

RIA

CRD#: 38

Eugene, OR

Past

March 21, 2002 - November 3, 2017

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

EUGENE, OR

Past

October 19, 1995 - December 14, 2005

ASSOCIATED SECURITIES CORP.

CRD#: 12969

EUGENE, OR

Past

September 4, 1990 - August 3, 1995

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

February 21, 1974 - September 11, 1990

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

July 2, 1973 - September 5, 1975

DUPONT WALSTON, INCORPORATED

CRD#: 870

Past

June 15, 1973 - July 2, 1973

DUPONT GLORE FORGAN INCORPORATED

CRD#: 1000002

Past

December 22, 1971 - July 6, 1973

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/11/1996)

California
(7/10/1997)

Montana
(11/1/2017)

Nevada
(11/1/2017)

North Carolina
(8/19/2008)

Oregon
(8/29/1996)

IAR

Oregon
(3/11/2011)

Tennessee
(4/19/2023)

Washington
(2/11/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 6/5/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 1

Date: 12/13/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 9/22/1978

Registered Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/13/1977

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CONLEY CAPITAL GROUP

CONLEY CAPITAL GROUP | THE CONLEY CAPITAL GROUP INCORPORATED

CRD#: 156399 / SEC#:

Oregon

Registered Investment Advisory firm - (3/11/2011 Approved)

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Contact information

Main Address

1600 Valley River Dr Ste. 385, Eugene, OR 97401

Mailing Address

Phone number

(541) 686-1201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary E. Conley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Earl Conley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN INVESTORS COMPANY

BTS ASSET MANAGEMENT, INC.

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

WEDBUSH SECURITIES INC.

DUPONT WALSTON, INCORPORATED

DUPONT GLORE FORGAN INCORPORATED

DEAN WITTER & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 15

Date: 6/5/1984

Series 1

Date: 12/13/1971

Series 24

Date: 1/2/2023

Series 40

Date: 9/22/1978

Series 4

Date: 9/13/1977

FINRA

Current Firm

CONLEY CAPITAL GROUP

Contact information

Documents

Red Flags

Company Information

CONLEY CAPITAL GROUP

TRUST BUT VERIFY

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