NP
Nicole M. Picone
CETERA INVESTMENT ADVISERS LLC
BAYHEAD, NJ 08742
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CRD#: 5215522
NP
Professional summary
Nicole Marie Picone, who also goes by Nicole Marie Maniscalco, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bayhead, New Jersey and CETERA WEALTH SERVICES, LLC located in Staten Island, New York.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nicole has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole Marie Maniscalco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF OTHER BUSINESS: MPF PROFESSIONALS P.C.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: PARTNER ; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE FIRM AND PROVIDING TAX/ AND ACCOUNTING SERVICES; 2) MANISCALCO WEALTH MANAGEMENT, LTD POSITION: Registered Representative NATURE: I am a Financial Professional and a sub-representative to registered representative Peter A. Maniscalco - Rep #21246 at a wealth management office. Maniscalco Wealth Management offers financial planning and wealth management services to various individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2022 ADDRESS: 106 Bridge Avenue, Suite 3, Bayhead, NJ 08742, United States DESCRIPTION: Offer financial planning and wealth management services to various individuals and businesses. 3) NJJD REALTY LLC POSITION: Vice-President NATURE: Real Estate Holding Company. It will be purchasing a building in approximately 2 weeks. Maniscalco & Picone will be one of the tenants in the building.? INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 06/26/2023 ADDRESS: 2493 Richmond Rd, Staten Island, NY 10306, United States DESCRIPTION: Owner/Partner (20%). I will be involved in administrative/management of the LLC. This involves maintaining accounting books and records, tax return preparation, daily operations, etc. 4) POSTERITY FAMILY WEALTH MANAGEMENT LTD. POSITION: Shareholder/Registered Representative NATURE: I am a Financial professional offering financial planning and wealth management services to various individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 01/14/2025 ADDRESS: 2493 Richmond Rd, Staten Island, NY 10306, United States DESCRIPTION: I will be offering financial planning and wealth management services to various individuals and businesses.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Marie Picone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 106 Bridge Ave Suite 3, Bayhead, NJ 08742Office #2: 2 Teleport Dr. Ste 104, Staten Island, NY 10311RIA
CRD#: 105644
BAYHEAD, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2493 Richmond Rd., Staten Island, NY 10306BD
CRD#: 13572
STATEN ISLAND, NY
Past
December 22, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Staten Island, NY
Past
November 13, 2006 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bayhead, NJ 08742TRUST BUT VERIFY
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