Erin L. Vanderberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Lea Vanderberg was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2006. Erin had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - April 19, 2016
STORMHARBOUR SECURITIES LP
September 9, 2014 - January 14, 2015
CRT CAPITAL GROUP LLC
May 15, 2014 - August 29, 2014
BRAVER STERN SECURITIES LLC
January 9, 2009 - May 16, 2013
STANDARD CREDIT SECURITIES INC.
September 20, 2006 - January 9, 2009
TRADITION SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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