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Fredrick Joseph Chapey Jr.

CRD# 2053857·Registered 1990 - 2023
Previously Registered: Being a previously registered professional could mean that Fredrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fredrick Joseph Chapey JR., who also goes by Frederick Joseph Chapey Jr, Fredrick Chapey, was a registered financial advisor. Fredrick was a previously registered financial professional and started their career in finance 1990 - 2023. Fredrick had worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick Joseph Chapey Jr, Fredrick Chapey

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

STORMHARBOUR SECURITIES LP·CRD# 35997
BD
New York, NY
April 23, 2009 - June 5, 2023
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 18, 1998 - August 13, 2007
CITICORP SECURITIES, INC.·CRD# 7474
BD
New York, NY
October 14, 1998 - December 18, 1998
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
April 1, 1996 - December 10, 1997
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
October 31, 1990 - April 1, 1996

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Current Firm

SS
STORMHARBOUR SECURITIES LP

MYERBERG & COMPANY, L.P. | STORMHARBOUR SECURITIES LP

CRD#: 35997 / SEC#: 8-46999
BD
Terminated by SEC on 06/27/2023

Contact Information

Established

Delaware since 04/03/2009

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STORMHARBOUR PARTNERS LPLIMITED PARTNER—
CHAPEY, FREDRICK JOSEPH JR.MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, INVESTMENT BANKING MANAGER2053857
STORMHARBOUR SECURITIES GP LLCGENERAL PARTNER—
VITTOR, GREG TODDFINOP1864219

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2003About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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