Larry F. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry F Bennett was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2007. Larry had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2017 - February 28, 2022
PERSONAL CAPITAL ADVISORS CORPORATION
March 9, 2016 - September 12, 2017
1ST GLOBAL CAPITAL CORP.
March 8, 2016 - September 12, 2017
1ST GLOBAL ADVISORS INC
November 6, 2012 - April 29, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 5, 2008 - April 29, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 7, 2007 - February 21, 2008
CHASE INVESTMENT SERVICES CORP.
January 1, 2007 - June 8, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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