Stephen D. Parr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Davis Parr was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2009. Stephen had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - January 15, 2021
VAULT WEALTH
May 21, 2015 - November 5, 2015
GHS TRADING LLC
September 29, 2014 - May 26, 2016
SEAPORT GLOBAL SECURITIES LLC
May 28, 2014 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
April 8, 2013 - May 13, 2014
VINING-SPARKS IBG, LLC
April 25, 2012 - April 1, 2013
CETERA WEALTH SERVICES, LLC
September 15, 2009 - July 15, 2011
STEPHENS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAULT WEALTH
CRD#: 288541 / SEC#: 801-110614
Contact information
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 54,083,440 |
Red Flags
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