PB
Peter A. Borho
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Sarasota, FL 34243
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CRD#: 5214131
PB
Professional summary
Peter Allen Borho is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sarasota, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sarasota, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Peter has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADVISORS INSURANCE BROKERS, 2970 University Parkway, Suite 200, Sarasota FL 34210, 04/2022, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) NEXPOINT, PO Box 25417, Sarasota, FL 34243, Salt Lake City UT 84125, 05/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. 3) 5 PLUS 1 HOLDINGS LLC, 4216 Royal Palm Drive, Bradenton, FL FL 34210, 01/2000, Owner, Real Estate, NIR, 4 HR/MO, 0 HR/MO TRADING. 4) C3P PROPERTIES LLC, 4216 Royal Palm Drive, Bradenton, FL FL 34210, 04/2019, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 04/2025
CRS (Client Relationship Summary) - RIA
Click below to view Peter Allen Borho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2970 University Parkway Suite 200, Sarasota, FL 34243RIA
CRD#: 134139
Sarasota, FL
Current
April 24, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2970 University Parkway Suite 200, Sarasota, FL 34243BD
CRD#: 39543
Sarasota, FL
Past
December 4, 2024 - April 29, 2025
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
Sarasota, FL
Past
November 15, 2024 - April 29, 2025
KOVACK SECURITIES INC.
BD
CRD#: 44848
Sarosota, FL
Past
March 7, 2022 - November 19, 2024
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
SARASOTA, FL
Past
March 7, 2022 - November 19, 2024
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
SARASOTA, FL
Past
August 3, 2015 - March 9, 2022
BENJAMIN F. EDWARDS & COMPANY, INC.
RIA
CRD#: 146936
Sarasota, FL
Past
July 27, 2015 - March 9, 2022
BENJAMIN F. EDWARDS & COMPANY, INC.
BD
CRD#: 146936
Sarasota, FL
Past
February 27, 2007 - July 22, 2015
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
LAKEWOOD RANCH, FL
Past
October 12, 2006 - July 22, 2015
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
LAKEWOOD RANCH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/24/2025)
RR
Colorado(4/24/2025)
RR
Florida(4/24/2025)
IAR
Florida(4/29/2025)
RR
Indiana(4/24/2025)
RR
Massachusetts(4/24/2025)
RR
Michigan(4/24/2025)
RR
Missouri(4/24/2025)
RR
New Hampshire(4/24/2025)
RR
New York(4/24/2025)
RR
Tennessee(4/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
