Kathryn L. Clark

KESTRA ADVISORY SERVICES

Bridgeville, PA 15017

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CRD#: 5213914

Professional summary

Kathryn Luffy Clark, who also goes by Kathryn Luffy Clark, Kathryn Lynn Luffy, Kathryn Luffy Och, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bridgeville, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Bridgeville, Pennsylvania.

Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kathryn has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Luffy Clark | Kathryn Lynn Luffy | Kathryn Luffy Och

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 8/1/19- RetireRight Pittsburgh- DBA for LPL Business (entity for LPL business)-Inv. Related- Pittsburgh, PA -100% 2) 1/13/2022 - Retire Right Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 0 Hours Per Month/0 Hours During Securities Trading. RETIRERIGHT FINANCIAL PLANNING POSITION: Paraplanner, Client Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 04/18/2022 ADDRESS: 2652 Hidden Valley Dr, Suite 100, Pittsburgh PA 15241, United States DESCRIPTION: I am a registered assistant. EXCELLENT VENTURES LLC POSITION: Employee NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2022 ADDRESS: 2652 Hidden Valley Dr, Suite 100, Pittsburgh PA 15241, United States DESCRIPTION: Employee KESTRA ADVISORY SERVICES LLC POSITION: ParaPlanner Client service manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/19/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: opening accounts closing accounts account related activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Luffy Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1370 Washington Pike Suite 404, Bridgeville, PA 15017

RIA

CRD#: 283330

Bridgeville, PA

Current

May 24, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1370 Washington Pike Suite 404, Bridgeville, PA 15017

CRD#: 42046

Bridgeville, PA

Past

August 1, 2019 - June 9, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

August 1, 2019 - June 9, 2022

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Past

January 13, 2016 - August 5, 2019

MORGAN STANLEY

RIA

CRD#: 149777

PITTSBURGH, PA

Past

January 13, 2016 - August 5, 2019

MORGAN STANLEY

CRD#: 149777

PITTSBURGH, PA

Past

March 25, 2014 - December 22, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

March 25, 2014 - December 22, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

April 6, 2012 - March 21, 2014

HEFREN-TILLOTSON, INC.

CRD#: 53

PITTSBURGH, PA

Past

March 29, 2012 - March 21, 2014

HEFREN-TILLOTSON, INC.

RIA

CRD#: 53

PITTSBURGH, PA

Past

November 11, 2009 - December 8, 2010

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

January 1, 2008 - December 8, 2010

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

October 10, 2006 - December 8, 2010

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(5/24/2022)

IAR

Pennsylvania
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn L. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Luffy Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

HEFREN-TILLOTSON, INC.

HEFREN-TILLOTSON, INC.

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2007

Series 63

Date: 1/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2007

Series 6

Date: 10/9/2006

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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