Christopher A. Kliner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Alan Kliner, who also goes by Chistopher Alan Kliner, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2010 - September 26, 2014
TAYLOR ASSET MANAGEMENT, INC.
May 28, 2008 - May 21, 2010
DEUTSCHE BANK SECURITIES INC.
May 27, 2008 - May 21, 2010
DEUTSCHE BANK SECURITIES INC.
January 8, 2007 - May 30, 2008
RBC CAPITAL MARKETS, LLC
December 15, 2006 - May 30, 2008
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR ASSET MANAGEMENT, INC.
CRD#: 151970 / SEC#: 801-71029
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
