ED
Edna T. Delphin
RETIREMENT PLAN ADVISORS
Shreveport, LA 71106
Some features on this profile are disabled
CRD#: 5213522
ED
Professional summary
Edna Theresa Delphin, who also goes by Edna Theresa Gallion, is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Shreveport, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Shreveport, Louisiana.
Edna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Edna has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edna Theresa Gallion
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DELPHIN FINANCIAL SERVICES INC, SHREVEPORT, LA, 3/2007 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 2. RETIREMENT PLAN ADVISORS, 910 PIERREMONT RD, STE 410, SHREVEPORT, LA, 1/2011 AS ADVISORY REP OF A RIA. INV REL - 15/WK - 10/TRADING. 3. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago IL 60602, 04/01/2024, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Edna Theresa Delphin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2011 - Present
RETIREMENT PLAN ADVISORS, LLC
Office #1: 910 Pierremont Road Suite 410, Shreveport, LA 71106RIA
CRD#: 122758
Shreveport, LA
Current
January 3, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 910 Pierremont Rd Ste 410, Shreveport, LA 71106BD
CRD#: 39543
Shreveport, LA
Past
October 29, 2008 - January 5, 2011
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SHREVEPORT, LA
Past
February 16, 2007 - January 5, 2011
OSAIC SERVICES, INC.
BD
CRD#: 133763
SHREVEPORT, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/18/2024)
RR
Louisiana(1/3/2011)
IAR
Louisiana(1/12/2011)
RR
Texas(1/3/2011)
IAR
Texas(11/26/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
