Paul A. Kapela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Kapela, who also goes by Paul Kapela, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2006. Paul had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2008 - January 24, 2017
S.H. CAPITAL MANAGEMENT CORP.
November 9, 2006 - November 28, 2007
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.H. CAPITAL MANAGEMENT CORP.
CRD#: 145239 / SEC#: 801-68402
Contact information
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 48,658,275 |
Red Flags
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