Diana Cuellar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana Cuellar, who also goes by Diana Cuellar Colello, was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 2009. Diana had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2014 - June 5, 2015
LAWING FINANCIAL INC
February 3, 2014 - June 9, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 7, 2011 - February 11, 2014
PARK AVENUE SECURITIES LLC
October 18, 2011 - February 11, 2014
PARK AVENUE SECURITIES LLC
January 13, 2010 - January 13, 2011
SECURIAN FINANCIAL SERVICES, INC.
August 12, 2009 - January 13, 2011
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAWING FINANCIAL INC
CRD#: 117178 / SEC#: 801-66270
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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