Creg Michael Maher
Professional Summary
Creg Michael Maher, who also goes by Creg Michael Maher, Creg M Maher, Creg Maher, is a registered financial advisor currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York. Creg is registered as a RR (Registered Representative) and started their career in finance in 2006. Creg has worked at 6 firms and has passed the Series 63, Series 6TO, Series 52TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Creg Michael Maher, Creg M Maher, Creg Maher
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC
Contact Information
Main Address
830 Brickell Plaza Floor 15, Miami, FL 33131Mailing Address
830 Brickell Plaza Floor 15, Miami, FL 33131Phone Number
(305) 929-6851Established
Delaware since 07/30/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CSHC US LLC | OWNER | — |
| ZHAO, PENG | CHIEF EXECUTIVE OFFICER | 4978269 |
| CARROLL, SEAN VINCENT | PRINCIPAL OPERATIONS OFFICER | 2518443 |
| CITADEL SECURITIES GROUP LP (FKA CALC IV LP) | MANAGING MEMBER | — |
| HENRY, STEVEN MICHAEL | CHIEF ACCOUNTING OFFICER AND FINOP | 5587809 |
| LEVY, SETH GARDNER | CHIEF COMPLIANCE OFFICER | 7718259 |
Disclosures
Regulatory Event
76Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 2014Series 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Creg Michael Maher's CRS (Customer Relationship Summary).
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