Herman F. Hastings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herman Frederick Hastings was a registered financial advisor .
Herman is a previously registered financial advisor and started their career in finance in 2006. Herman had worked at 6 firms and has passed the Series 65, Series 66, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2011 - October 3, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 5, 2011 - October 3, 2011
WORLD GROUP SECURITIES, INC.
January 8, 2008 - June 27, 2008
COUNTRY CAPITAL MANAGEMENT COMPANY
October 10, 2007 - December 19, 2007
ELBA CAPITAL MANAGEMENT, INC.
August 7, 2007 - September 21, 2007
MAIN STREET ADVISORS, LLC
September 19, 2006 - September 21, 2007
MAIN STREET SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT ADVISORS INTERNATIONAL, INC.
CRD#: 139233 / SEC#: 801-66681
Contact information
Red Flags
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