JM
Jason T. Mckernan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Nashville, TN 37215
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CRD#: 5212801
JM
Professional summary
Jason Thomas Mckernan is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Nashville, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Nashville, Tennessee.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 10/2019, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2) SIERRA TANGO, 125 Westover, Nashville TN 37205, United States, 10/2018, Partner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 3) JASON MCKERNAN, 40 Burton Hills, Suite #260, Nashville TN 37215, United States, 03/2011, Insurance related activity, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 1 HR/MO TRADING 4) NETTWORTH FINANCIAL GROUP, 40 Burton Hills, Suite 260, Nashville TN 37205, 01/2011, IAR, DBA NAME, INV REL, 10 HR/MO - 8 HR/MO TRADING. 5) WESTOVER FINANCIAL, LLC, 40 Burton Hills, Suite 260, Nashville TN 37215, United States, 01/01/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jason Thomas Mckernan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 40 Burton Hills Blvd. Suite # 260, Nashville, TN 37215RIA
CRD#: 134139
Nashville, TN
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 40 Burton Hills Blvd. Suite # 260, Nashville, TN 37215BD
CRD#: 39543
Nashville, TN
Past
April 7, 2011 - October 11, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
NASHVILLE, TN
Past
April 1, 2011 - October 11, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
NASHVILLE, TN
Past
January 26, 2011 - April 5, 2011
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
NASHEVILLE, TN
Past
January 26, 2011 - April 5, 2011
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
CHARLOTTE, NC
Past
January 3, 2011 - January 14, 2011
CG CAPITAL MARKETS, LLC
BD
CRD#: 35513
BOCA RATON, FL
Past
January 15, 2008 - December 7, 2010
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
CAMDEN, TN
Past
January 15, 2008 - December 7, 2010
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
CAMDEN, TN
Past
December 14, 2006 - January 11, 2008
DAY WEALTH MANAGEMENT, INC.
RIA
CRD#: 141803
KNOXVILLE, TN
Past
December 8, 2006 - October 1, 2007
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2019)
RR
Arizona(5/20/2020)
RR
Arkansas(10/4/2019)
RR
California(5/17/2023)
RR
Florida(10/4/2019)
RR
Georgia(10/4/2019)
RR
Kansas(10/10/2024)
RR
Kentucky(10/4/2019)
RR
Maryland(12/13/2022)
RR
Michigan(10/25/2022)
RR
Mississippi(10/4/2019)
RR
Missouri(10/4/2019)
RR
North Carolina(6/16/2025)
RR
Tennessee(10/4/2019)
IAR
Tennessee(10/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
