Jessica D. Shields
Professional summary
Jessica Dawn Shields, who also goes by Jessica Dawn Shields, Jessica D Wigley, Jessica Dawn Wigley, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2007. Jessica has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jessica Dawn Shields's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262April 5, 2022 - December 1, 2022
GREEN PIER FINTECH LLC
June 17, 2021 - December 1, 2022
FIDELITY DISTRIBUTORS COMPANY LLC
June 17, 2021 - December 2, 2022
FIDELITY PRIME FINANCING
June 17, 2021 - June 4, 2025
NATIONAL FINANCIAL SERVICES LLC
March 19, 2012 - December 5, 2022
FIDELITY BROKERAGE SERVICES LLC
May 4, 2009 - February 6, 2012
PENSON FINANCIAL SERVICES, INC.
August 15, 2008 - February 2, 2009
PROVIDENT ASSET MANAGEMENT, LLC
October 11, 2007 - July 28, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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