Andres Cordoba

STRATEGIC ADVISERS LLC | Financial Consultant

CHARLOTTE, NC

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CRD#: 5211298

Professional summary

Andres Cordoba, who also goes by Andres F Cordoba, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Charlotte, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.

Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andres has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

My passion is to provide honest, unbiased, and straightforward advice to you and your family. Through personalized and tailored planning and guidance, my team and I will partner with you in order to work towards your financial goals.  Being a military veteran and with over 14 years of experience in the financial services industry, I find great satisfaction in partnering up and helping my clients make confident and informed decisions regarding their individual and unique financial needs. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andres F Cordoba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Cordoba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Triton College

Bachelor of Economics - Economics

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 5335 Ballantyne Commons Pkwy Suite 100, Charlotte, NC 28277-0693

RIA

CRD#: 104555

CHARLOTTE, NC

Current

September 21, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 5335 Ballantyne Commons Parkway Suite 100, Charlotte, NC 28277

CRD#: 7784

Charlotte, NC

Past

September 23, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHARLOTTE, NC

Past

October 7, 2016 - July 28, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHARLOTTE, NC

Past

October 7, 2016 - July 28, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Charlotte, NC

Past

October 7, 2016 - July 28, 2022

TD AMERITRADE, INC.

CRD#: 7870

CHARLOTTE, NC

Past

September 6, 2013 - October 21, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

September 6, 2013 - October 21, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

Past

August 11, 2011 - August 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

August 11, 2011 - August 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

November 11, 2008 - April 26, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

November 11, 2008 - April 26, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

February 28, 2008 - August 11, 2008

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

January 17, 2008 - February 29, 2008

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

EAST BRUNSWICK, NJ

Past

September 18, 2007 - February 29, 2008

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

EAST BRUNSWICK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/24/2025)

Florida
(1/9/2025)

Georgia
(5/16/2024)

Kentucky
(3/31/2025)

New Jersey
(9/21/2022)

New York
(5/19/2023)

North Carolina
(9/21/2022)

IAR

North Carolina
(3/31/2025)

Ohio
(10/29/2024)

South Carolina
(9/21/2022)

Tennessee
(5/19/2023)

Texas
(7/3/2024)

IAR

Texas
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Andres Cordoba

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Cordoba's CRS (Customer Relationship Summary).

Certified licenses

Education

Triton College

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

E*TRADE SECURITIES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2007

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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