Andrew Fascia
Professional summary
Andrew Fascia, who also goes by Andrew James Fascia, is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Fascia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2020 - Present
SOLOMON PARTNERS SECURITIES, LLC
Office #1: 1251 Avenue Of Americas 32nd Floor, New York, NY 10020June 24, 2013 - April 16, 2020
NOMURA GREENTECH CAPITAL ADVISORS, LLC
April 5, 2011 - June 14, 2013
PALAFOX TRADING LLC
April 5, 2011 - June 14, 2013
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SOLOMON PARTNERS SECURITIES, LLC
CRD#: 28041 / SEC#: , 8-43369
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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