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RG

Russell W. Grimaldi

KBD SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 5210776
RG
Russell Wayne GrimaldiKBD SECURITIES

Professional summary

Russell Wayne Grimaldi is a registered financial professional currently at KBD SECURITIES, LLC located in New York, New York.

Russell is registered as a RR (Registered Representative) and started their career in finance in 2008. Russell has worked at 1 firm and has passed the SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Russell Wayne Grimaldi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2008 - Present

KBD SECURITIES, LLC

Office #1: 1270 Avenue Of The Americas 27th Floor, New York, NY 10020Office #2: 1270 Avenue Of The Americas 27th Floor, New Yoyk, NY 10020
BD
CRD#: 104110
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 12/5/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KBD SECURITIES, LLC
KBD SECURITIES, LLC

CRD#: 104110 / SEC#: , 8-52591

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1270 Avenue Of The Americas 27th Floor, New York, NY 10020
Mailing Address
1270 Avenue Of The Americas 27th Floor, New York, NY 10020
Phone number
(914) 703-6904
Established
New York since 03/23/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HORIZON KINETICS, LLCPARENT COMPANY
BELL, CHRISTOPHER DUNCANCEO, CFO, DESIGNATED PRINCIPAL, FINOP1479836
DOYLE, JAMES GANNONCHIEF COMPLIANCE OFFICER & DESIGNATED PRINCIPAL4189586
KESSLEN, JAY HARRISGENERAL COUNSEL, SVP, AML OFFICER4335392
WILLIAMS, ALUN LOPERATIONS PROFESSIONAL4331633

Red Flags

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Company Information

KBD SECURITIES, LLC

CRD#: 104110New York, NY 10020

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