Tana Seward
Professional summary
Tana Seward, who also goes by Tana Rae Byam, Tana R Miller, Tana Rae Miller, Tana Rae Phifer, Tana Rae Seward, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Southlake, Texas.
Tana is registered as a RR (Registered Representative) and started their career in finance in 2006. Tana has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tana Seward's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2017 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
April 9, 2014 - July 19, 2017
NATIONAL FINANCIAL SERVICES LLC
January 1, 2008 - December 10, 2013
FIDELITY BROKERAGE SERVICES LLC
October 3, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2017)
(11/13/2017)
(3/28/2018)
(11/13/2017)
(11/2/2018)
(11/29/2018)
(11/13/2017)
(11/13/2017)
(11/13/2017)
(11/13/2017)
(1/9/2023)
(11/13/2017)
(11/29/2018)
(6/1/2022)
(9/18/2017)
(3/9/2018)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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