Boman W. Richardson
Professional summary
Boman Wayne Richardson, who also goes by Wayne Richardson, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Kinston, North Carolina and SECU BROKERAGE SERVICES located in Snow Hill, North Carolina.
Boman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Boman has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Boman Wayne Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2023 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 2216 W Vernon Ave, Kinston, NC 28504Office #2: 601 Gregory Ave, Snow Hill, NC 28580March 15, 2023 - Present
SECU BROKERAGE SERVICES
Office #1: 601 Gregory Ave, Snow Hill, NC 28580Office #2: 2216 W Vernon Ave, Kinston, NC 28504April 16, 2007 - January 26, 2023
WELLS FARGO CLEARING SERVICES, LLC
October 25, 2006 - January 26, 2023
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(3/15/2023)
Exams
FINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Kinston, NC 28504TRUST BUT VERIFY
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