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LC

Luke V. Carlson

QST CAPITAL LLC
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 5207788
LC

Professional summary

Luke Vernon Carlson is a registered financial advisor currently at QST CAPITAL LLC located in San Francisco, California.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Luke has worked at 2 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Luke Carlson is a treasury consultant a variety of corporate management teams. His primary role is to help provide strategic vision and best practices for treasury technology rollout and internal treasury programs. Mr. Carlson does not take part in any investment-related activities in his capacity as consultant and devotes 75% of his time to this business. Note on the above: all OBA activity is done remotely from his home, he is not on site anywhere.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Vernon Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2017 - Present

QST CAPITAL LLC

Office #1: 201 Spear Street Suite 1100, San Francisco, CA 94105
RIA
CRD#: 285613
San Francisco, CA
Past

April 5, 2007 - October 31, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/14/2017)
IAR
Minnesota
(9/19/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/13/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

QC
QST CAPITAL LLC
QST | QST CAPITAL, LP | QST CAPITAL LLC | QST CAPITAL

CRD#: 285613 / SEC#:

California
Registered Investment Advisory firm - (2/14/2017 Approved)
Minnesota
Registered Investment Advisory firm - (7/6/2017 Approved)
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Contact information

Main Address
201 Spear Street Suite 1100, San Francisco, CA 94105
Mailing Address
Phone number
(415) 539-3191
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts146
AUM (Assets Under Management)$ 30,838,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QST CAPITAL LLC

CRD#: 285613San Francisco, CA 94105

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