Mauricio F. Goulart Da Cunha

BRADESCO GLOBAL ADVISORS

Coral Gables, FL 33134

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CRD#: 5206904

Professional summary

Mauricio Franco Goulart Da Cunha, who also goes by Mauricio F Cunha, Mauricio Franco Cunha, is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.

Mauricio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mauricio has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mauricio F Cunha | Mauricio Franco Cunha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Business Name: Bradesco Global Advisors; Address: 3011 Ponce de Leon Blvd. PH-1, Coral Gables 33134; Investment Related; Position: Investment Solutions Officer; Start date: 03/2022; Approximate number of hours per month you devote to the outside business: 10 Hours, number of hours you devote to this OBA during Securities Trading Hours: 2 Hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Franco Goulart Da Cunha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2021 - Present

BRADESCO GLOBAL ADVISORS

Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134

RIA

CRD#: 134416

Coral Gables, FL

Current

April 6, 2021 - Present

BRADESCO INVESTMENTS INC.

Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134Office #2: 3011 Ponce Del Leon Blvd, Ph1, Coral Gables, FL 33134

CRD#: 19453

Coral Gables, FL

Past

September 21, 2017 - February 26, 2021

ASTRON WEALTH MANAGEMENT, LLC

RIA

CRD#: 288909

MIAMI, FL

Past

March 15, 2016 - June 22, 2017

XP INVESTMENTS US, LLC

CRD#: 156691

MIAMI, FL

Past

April 23, 2009 - December 28, 2015

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Past

May 29, 2007 - April 21, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

May 29, 2007 - April 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

January 9, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

NEW YORK, NY

Past

December 1, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADESCO GLOBAL ADVISORS

BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.

CRD#: 134416 / SEC#: 801-123555

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

Florida

Registered Investment Advisory firm - (3/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/7/2021)

IAR

Florida
(5/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/14/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/30/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRADESCO GLOBAL ADVISORS

BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.

CRD#: 134416 / SEC#: 801-123555

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

Florida

Registered Investment Advisory firm - (3/30/2022 Terminated)

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Contact information

Main Address

3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 523-6536

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADESCO GLOBAL ADVISORS WRAP FEE PROGRAM (2/19/2025)

BRADESCO GLOBAL ADVISORS INC. (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,941
AUM (Assets Under Management)	$ 172,709,474

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mauricio F. Goulart Da Cunha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Franco Goulart Da Cunha's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRADESCO INVESTMENTS INC.

ASTRON WEALTH MANAGEMENT, LLC

XP INVESTMENTS US, LLC

ITAU INTERNATIONAL SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

BRADESCO GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2016

SIE

Date: 6/22/2017

Series 3

Date: 8/14/2008

Series 7

Date: 11/30/2006

Series 24

Date: 4/24/2024

FINRA

Current Firm

BRADESCO GLOBAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRADESCO GLOBAL ADVISORS

TRUST BUT VERIFY

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