Jennifer L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lynn Jones, who also goes by Jennifer L Jones, Jennifer Lynn Jones, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2009. Jennifer had worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2017 - September 17, 2018
CAPITAL ONE ADVISORS, LLC
June 19, 2017 - September 17, 2018
CAPITAL ONE INVESTING, LLC
May 31, 2016 - July 14, 2017
LINCOLN INVESTMENT
May 31, 2016 - July 14, 2017
LINCOLN INVESTMENT
October 6, 2014 - May 28, 2016
JANNEY MONTGOMERY SCOTT LLC
May 15, 2009 - May 28, 2016
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
