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AM

Aisha V. Monroe

CLEAR STREET
New York, NY 10007
Some features on this profile are disabled
CRD#: 5206418
AM

Professional summary

Aisha Venice Monroe, who also goes by Aisha Monroe, Aisha V Monroe, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.

Aisha is registered as a RR (Registered Representative) and started their career in finance in 2021. Aisha has worked at 4 firms and has passed the Series 63, SIE and Series 99TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aisha Monroe | Aisha V Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aisha Venice Monroe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2026 - Present

CLEAR STREET LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
BD
CRD#: 288933
New York, NY
Past

October 4, 2022 - March 13, 2025

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

July 13, 2022 - October 19, 2022

E*TRADE SECURITIES LLC

BD
CRD#: 29106
New York, NY
Past

March 22, 2021 - October 19, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/22/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/7/2020
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEAR STREET LLC
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES

CRD#: 288933 / SEC#: , 8-69972

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Phone number
(646) 738-4066
Established
Delaware since 12/20/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS LLCSOLE CLASS A MEMBER
AUSUBEL, ELLI MARKDIRECTOR5715145
COHEN, URIEL EPHRAIMDIRECTOR4089765
HAMMERICH, DALF PAULHEAD OF SUPPORT4710381
MOCCIA, CHRISTY NOELCHIEF COMPLIANCE OFFICER4855629
OLIVEIRA, BRIANCFO/FINOP/PRINCIPAL FINANCIAL OFFICER5371120
SICKLICK, KENNETHDIRECTOR7418830
VOLZ, ANDREWDIRECTOR, CHIEF EXECUTIVE OFFICER4808674

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CLEAR STREET LLC

CRD#: 288933New York, NY 10007

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