JT
John M. Thompson
JT STRATFORD
Winston Salem, NC 27103
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CRD#: 5205803
JT
Professional summary
John Mark Thompson is a registered financial advisor currently at JT STRATFORD, LLC located in Winston Salem, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Strategic Financial Advisors LLC; Investment-Related; Winston Salem, NC; Insurance Sales and Services; Insurance Sales Advisor; 7/1/2025; 6 hrs/mo; 3 hrs/mo during securities trading hours; Duties are insurance sales, presentations and service work.
CRS (Client Relationship Summary) - RIA
Click below to view John Mark Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2025 - Present
JT STRATFORD, LLC
Office #1: 505 Olive Street, Winston Salem, NC 27103RIA
CRD#: 155629
Winston Salem, NC
Past
January 7, 2008 - July 8, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JS
JT STRATFORD, LLC
ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC
CRD#: 155629 / SEC#: 801-101474
RIA
Registered Investment Advisory firm - (7/22/2015 Approved)Florida
Registered Investment Advisory firm - (9/8/2015 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (9/8/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
JS
JT STRATFORD, LLC
ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC
CRD#: 155629 / SEC#: 801-101474
RIA
Registered Investment Advisory firm - (7/22/2015 Approved)Florida
Registered Investment Advisory firm - (9/8/2015 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (9/8/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
311 Green Street Suite 100, Gainesville, GA 30501
Mailing Address
P.o. Box 5966, Gainesville, GA 30504
Phone number
(770) 534-6046
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,552 |
| AUM (Assets Under Management) | $ 814,917,678 |
Red Flags
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