James F. Eddins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Francis Eddins II, CFP®, who also goes by James F. Eddins II, James Francis Eddins, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
March 25, 2025 - January 21, 2026
VANDERBILT SECURITIES, LLC
March 21, 2025 - January 21, 2026
VANDERBILT ADVISORY SERVICES
June 29, 2021 - November 19, 2024
KESTRA ADVISORY SERVICES, LLC
June 29, 2021 - November 19, 2024
KESTRA INVESTMENT SERVICES, LLC
August 7, 2009 - June 22, 2021
MORGAN STANLEY
August 7, 2009 - June 22, 2021
MORGAN STANLEY
January 18, 2007 - August 11, 2009
MORGAN KEEGAN & COMPANY, LLC
October 25, 2006 - August 11, 2009
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
