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Diane M. Irwin

ICAPITAL MARKETS
NEW YORK, NY 10165
Some features on this profile are disabled
CRD#: 5205213
DI
Diane Marie IrwinICAPITAL MARKETS

Professional summary

Diane Marie Irwin, who also goes by Diane M Irwin, Diane Marie Scrivani, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Diane is registered as a RR (Registered Representative) and started their career in finance in 2007. Diane has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 26 exams.

Aliases

Diane M Irwin | Diane Marie Scrivani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)4/30/2020- 1st Source Asset Advisors-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diane Marie Irwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2026 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
NEW YORK, NY
Past

October 26, 2022 - February 4, 2026

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

February 2, 2021 - October 17, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
WARSAW, IN
Past

April 30, 2020 - October 17, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
WARSAW, IN
Past

May 1, 2007 - November 18, 2019

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
FORT WAYNE, IN
Past

April 2, 2007 - May 1, 2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

April 2, 2007 - May 21, 2007

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/23/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/29/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/31/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/25/2011
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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