Ryan M. Cook

TRIUMPH CAPITAL MANAGEMENT

Louisville, CO 80027

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CRD#: 5205183

Professional summary

Ryan Michael Cook is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Louisville, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 8 firms and has passed the Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Triumph Capital, LLC. Since 02/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Insurance agent. Fixed and Long Term Care Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (2) Ryan M Cook LLC. Since 03/2015. 357 S McCaslin Blvd., Suite 200, Louisville, CO, 80027. Owner. LLC created for tax planning and bill paying; Owner. 0 hours spent per month on this activity. (3) P&C Enterprise, LLC. Since 8/31/2020. 357 S. McCaslin Blvd., Suite 200, Louisville, CO 80027. Owner. Property and casualty insurance franchise. 2 hours spent on this activity per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2016 - Present

TRIUMPH CAPITAL MANAGEMENT

Office #1: 357 Mccaslin Blvd, Louisville, CO 80027

RIA

CRD#: 282814

Louisville, CO

Past

September 20, 2019 - February 11, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LOUISVILLE, CO

Past

October 30, 2015 - February 11, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

LOUISVILLE, CO

Past

October 13, 2015 - February 11, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LOUISVILLE, CO

Past

August 29, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

LOUISVILLE, CO

Past

May 22, 2014 - December 23, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

DENVER, CO

Past

May 15, 2012 - September 25, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

DENVER, CO

Past

October 12, 2007 - May 18, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/10/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

1610 Wynkoop Street, Suite 550, Denver, CO 80202

Mailing Address

Phone number

(720) 399-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIUMPH CAPITAL MANAGEMENT ADV PART 2A BROCHURE (8/25/2025)

TRIUMPH CAPITAL MANAGEMENT WRAP FEE BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	3,605
AUM (Assets Under Management)	$ 529,969,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan M. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRIUMPH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2011

Series 6

Date: 10/10/2007

Current Firm

TRIUMPH CAPITAL MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIUMPH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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