DT
Deborah L. Terry
CETERA INVESTMENT ADVISERS LLC
PADUCAH, KY 42001
Some features on this profile are disabled
CRD#: 5205047
DT
Professional summary
Deborah Lynn Terry, who also goes by Deborah Lynn Brooks, Deborah Lynn Mccuiston, Debbie Terry, Deborah Terry, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paducah, Kentucky and CETERA WEALTH SERVICES, LLC located in Paducah, Kentucky.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Deborah has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Lynn Brooks | Deborah Lynn Mccuiston | Debbie Terry | Deborah Terry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME: REAL ESTATE RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: PADUCAH KY AND MURRAY KY. NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 3/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I HAVE TWO RENTAL PROPERTIES. THEY PAY RENT TO ME DIRECTLY AT DEBBIE TERRY. ORIGINALLY STARTED BUSINESS IN 2017 UNDER NAME OF DMAC PROPERTIES, LLC. AFTER MY DIVORCE WAS FINAL IN MARCH 2021, I ACQUIRED THESE TWO IN MY NAME ONLY; 2. NAME: THE WEALTH MANAGEMENT GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: EXECUTIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE OPERATIONAL SUPPORT TO THE REP AND CLIENTS WHEN NEEDED;
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Lynn Terry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2400 Mccracken Blvd, Paducah, KY 42001RIA
CRD#: 105644
PADUCAH, KY
Current
March 23, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2400 Mccracken Blvd, Paducah, KY 42001BD
CRD#: 13572
PADUCAH, KY
Past
March 23, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Paducah, KY
Past
June 25, 2013 - March 24, 2022
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
PADUCAH, KY
Past
January 23, 2007 - March 24, 2022
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
PADUCAH, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(3/23/2022)
IAR
Kentucky(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
