Ann E. Mcintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Elizabeth Mcintosh, who also goes by Mcintosh Elizabeth Ann Ms., Mcintosh Elizabeth Ann, Ann Elizabeth Mcintosh Ms., was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 2006. Ann had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2017 - July 9, 2021
VIII CAPITAL CORP.
October 31, 2016 - December 2, 2016
VIII CAPITAL CORP.
November 9, 2012 - October 31, 2014
JENNINGS CAPITAL (USA) INC.
May 7, 2010 - November 21, 2012
CANACCORD GENUITY LLC
November 2, 2006 - May 12, 2010
GENUITY CAPITAL MARKETS USA CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationCurrent Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
