Jodi V. Yang
Professional summary
Jodi Vue Yang, who also goes by Jodi Vue, Jodi Yang, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Alpharetta, Georgia.
Jodi is registered as a RR (Registered Representative) and started their career in finance in 2006. Jodi has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jodi Vue Yang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009January 28, 2011 - August 16, 2024
LPL FINANCIAL LLC
March 31, 2009 - February 1, 2011
SECURITIES AMERICA, INC.
April 21, 2008 - November 28, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 1, 2006 - February 28, 2008
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2024)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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