Patricia A. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia A. Hoffman, AIF®, who also goes by Patricia Ann Davis, Patty Hoffman, Patricia A Hoffman, Patricia Ann Riley, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2007. Patricia had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2016 - December 31, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
April 21, 2010 - March 11, 2016
VALLEY FORGE ASSET MANAGEMENT, LLC
February 12, 2008 - March 11, 2016
VALLEY FORGE ASSET MANAGEMENT, LLC
May 22, 2007 - April 19, 2010
RAMPART FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
CRD#: 106156 / SEC#: 801-42913
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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