Ryan P. Ocarroll
Professional summary
Ryan Patrick Ocarroll, who also goes by Ryan P O'carroll, Ryan Patrick O'carroll, Ryan Ocarroll, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Patrick Ocarroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2019 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: One Congress Street, Boston, MA 02114June 28, 2017 - May 27, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 18, 2015 - May 30, 2017
FIDELITY BROKERAGE SERVICES LLC
February 25, 2015 - March 17, 2015
CEDAR CAPITAL, LLC
October 27, 2014 - March 17, 2015
FORESIDE FUND SERVICES, LLC
May 5, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
April 15, 2014 - October 28, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
January 3, 2012 - March 24, 2014
BLACKROCK INVESTMENTS, LLC
November 5, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
July 8, 2008 - March 24, 2014
BLACKROCK FUND ADVISORS
July 8, 2008 - December 31, 2009
BLACKROCK EXECUTION SERVICES
November 21, 2006 - June 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 2006 - June 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107Boston, MA 02114TRUST BUT VERIFY
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