Yoshiko K. Dickson
Professional summary
Yoshiko Kariya Dickson, who also goes by Yoshiko Kariya, Yoshiko Kariya-dickson, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Portland, Oregon.
Yoshiko is registered as a RR (Registered Representative) and started their career in finance in 2006. Yoshiko has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yoshiko Kariya Dickson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2015 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1211 Sw 5th Avenue 20th Floor, Portland, OR 97204February 9, 2011 - April 13, 2015
PACIFIC CREST SECURITIES LLC
October 5, 2007 - July 26, 2010
MACQUARIE CAPITAL (USA) INC.
December 7, 2006 - June 4, 2007
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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