Shannon M. Beahan
COOPER MCMANUS
Westlake Village, CA 91362
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CRD#: 5201080
Professional summary
Shannon Margaret Beahan, CFP®, who also goes by Shannon Beahan, is a registered financial advisor currently at COOPER MCMANUS located in Westlake Village, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Westlake Village, California.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Shannon has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Beahan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COOPER MCMANUS, 9870 RESEARCH DR, IRVINE, CA, ADV REP OF A REGISTERED INV ADVISOR, RIA, 02/25/21, INV REL, 20 HR/WK- 20/TRADING HR.
2) SHANNON BEAHAN, 4195 EAST THOUSAND OAKS, BLVD, STE 125, WESTLAKE VILLAGE, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/25/21, INV REL, 10 HR/WK- 10/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Margaret Beahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 25, 2021 - Present
COOPER MCMANUS
Office #1: 4195 E. Thousand Oaks Blvd. Suite 125, Westlake Village, CA 91362RIA
CRD#: 111458
Westlake Village, CA
Current
March 1, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4195 E. Thousand Oaks Blvd Suite 125, Westlake Village, CA 95603Office #2: 6200 Antioch St., Oakland, CA 94611Office #3: 301 N Lake Ave. Ste. 770, Pasadena, CA 91101Office #4: 416 Auburn Folsom Rd., Auburn, CA 95603Office #5: 899 Northgate Drive Suite 307, San Rafael, CA 94903Office #6: 1255 Treat Blvd. #300, Walnut Creek, CA 94597BD
CRD#: 39543
Westlake Village, CA
Past
May 15, 2020 - February 22, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CAMPBELL, CA
Past
May 14, 2020 - February 17, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CAMPBELL, CA
Past
May 17, 2012 - May 4, 2020
LADENBURG THALMANN ASSET MANAGEMENT INC
RIA
CRD#: 108604
San Jose, CA
Past
May 17, 2012 - May 4, 2020
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
March 17, 2010 - May 14, 2012
BRECEK & YOUNG ADVISORS, INC.
RIA
CRD#: 40395
FOLSOM, CA
Past
March 17, 2010 - May 14, 2012
SECURITIES AMERICA, INC.
BD
CRD#: 10205
FOLSOM, CA
Past
July 30, 2009 - March 8, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANTA ROSA, CA
Past
July 30, 2009 - March 8, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA ROSA, CA
Past
March 25, 2009 - July 9, 2009
D.A. DAVIDSON & CO.
RIA
CRD#: 199
MOSCOW, ID
Past
November 19, 2008 - July 9, 2009
D.A. DAVIDSON & CO.
BD
CRD#: 199
MOSCOW, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2023)
IAR
California(2/25/2021)
RR
California(3/1/2021)
RR
Colorado(1/2/2024)
RR
Florida(1/2/2024)
RR
Hawaii(1/2/2024)
RR
Idaho(1/3/2023)
RR
Maryland(1/2/2024)
RR
Minnesota(1/2/2024)
RR
Nevada(1/3/2023)
RR
New York(1/3/2023)
RR
North Carolina(1/2/2024)
RR
North Dakota(1/2/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/3/2023)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/8/2024)
RR
Tennessee(1/3/2023)
RR
Texas(1/3/2023)
RR
Utah(12/17/2024)
RR
Virginia(1/2/2024)
RR
Washington(9/27/2021)
RR
Wisconsin(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
