TS
Thurman K. Schisler
TRILOGY CAPITAL
Corona, CA 92879
Some features on this profile are disabled
CRD#: 5200829
TS
Professional summary
Thurman Keith Schisler, who also goes by Thurman Schisler, is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Corona, California and LPL FINANCIAL LLC located in Scottsdale, Arizona.
Thurman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Thurman has worked at 3 firms and has passed the Series 65, Series 63, Series 7, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thurman Schisler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - Trilogy Capital Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 120 Hours Per Month/5 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 12/7/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 10 Hours Per Month During Securities Trading. 3. 08/15/2022- Trilogy Financial- Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Start Date- 09/04/2006- 2 Hours Per Month/ 0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Thurman Keith Schisler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2015 - Present
TRILOGY CAPITAL, INC.
Office #1: 980 Montecito Drive, Suite 108, Corona, CA 92879RIA
CRD#: 281597
Corona, CA
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 16427 N Scottsdale Rd Ste 360, Scottsdale, AZ 85254Office #2: 101 University Blvd Ste 450, Denver, CO 80206Office #3: 2601 Main St Ste 100, Irvine, CA 92614-6277Office #4: 980 Montecito Dr #108, Corona, CA 92879Office #5: 17011 Beach Blvd Ste 101, Huntington Beach, CA 92647-5995Office #6: 10 Mall Rd Ste 301, Burlington, MA 01803Office #7: 1000 Lakes Dr Ste 325, West Covina, CA 91790Office #8: 12520 High Bluff Dr Ste 140, San Diego, CA 92130Office #9: 19191 S Vermont Ave Ste 650, Torrance, CA 90502RIA
BD
CRD#: 6413
Scottsdale, AZ
Past
November 29, 2017 - April 17, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
January 11, 2010 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
CORONA, CA
Past
August 21, 2006 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CORONA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/29/2017)
IAR
California(11/23/2015)
RR
California(11/29/2017)
RR
Colorado(11/29/2017)
RR
District of Columbia(11/29/2023)
RR
Georgia(11/29/2023)
RR
Hawaii(2/24/2021)
RR
Idaho(11/29/2017)
RR
Maryland(11/29/2017)
RR
Montana(11/29/2023)
RR
Nevada(9/10/2020)
RR
New Mexico(11/29/2017)
RR
North Carolina(10/31/2025)
RR
Oregon(9/10/2020)
RR
Texas(11/29/2017)
IAR
Texas(1/5/2023)
RR
Virginia(11/29/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
