Thomas Rachelski
STRATEGIC ADVISERS LLC
OAKLAND, NJ
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CRD#: 5200800
Professional summary
Thomas Rachelski, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Oakland, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-98674|OrgNmn:Lodi Old Timers Little League|Org Addr:Lodi, NJ 0,New Jersey,US|OBA Nature:Lodi Little League|Invst Rel:N|Title:Treasurer|Duties:treasurer|StrtDt:05-01-23|TotHrs/mon:5|TrdHrs/mon:0|OBA-98673|OrgNmn:Ghost Hawk Brewing Company|Org Addr:Clifton,New Jersey,US|OBA Nature:Brewery|Invst Rel:N|Title:Director|Duties:CFO|StrtDt:05-01-23|TotHrs/mon:5|TrdHrs/mon:0|OBA-98672|OrgNmn:Lodi Chamber of Commerce|Org Addr:Lodi, NJ 0,New Jersey,US|OBA Nature:Local Lodi Charity|Invst Rel:N|Title:Director|Duties:raise funds for local charitable activities|StrtDt:05-01-23|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Rachelski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 396 North Route 17, Paramus, NJ 07652-2907RIA
CRD#: 104555
OAKLAND, NJ
Current
June 26, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 396 North Route 17, Paramus, NJ 07652BD
CRD#: 7784
PARAMUS, NJ
Past
July 14, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PARAMUS, NJ
Past
April 11, 2022 - May 17, 2023
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Lodi, NJ
Past
January 4, 2021 - May 17, 2023
SONNET FINANCIAL TECHNOLOGIES LLC
RIA
CRD#: 310998
LODI, NJ
Past
June 30, 2017 - December 6, 2018
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BRIDGEWATER, NJ
Past
June 30, 2017 - December 6, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BRIDGEWATER, NJ
Past
March 6, 2013 - May 17, 2017
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WAYNE, NJ
Past
March 1, 2013 - May 23, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WAYNE, NJ
Past
April 23, 2008 - March 13, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
JERSEY CITY, NJ
Past
March 3, 2008 - March 13, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
JERSEY CITY, NJ
Past
August 25, 2006 - February 5, 2008
E1 ASSET MANAGEMENT, INC.
BD
CRD#: 46872
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/29/2023)
RR
Arizona(8/26/2024)
RR
California(9/29/2023)
RR
Colorado(7/26/2024)
RR
Connecticut(8/26/2024)
RR
Delaware(9/29/2023)
RR
Florida(6/26/2023)
RR
Kansas(9/30/2024)
RR
Massachusetts(12/5/2023)
RR
New Jersey(6/30/2023)
IAR
New Jersey(3/31/2025)
RR
New York(6/30/2023)
RR
North Carolina(12/5/2023)
RR
Pennsylvania(6/30/2023)
RR
South Carolina(5/16/2024)
RR
Virginia(12/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
