Joseph A. Hanczor
Professional summary
Joseph Andrew Hanczor, who also goes by Joseph Hanczor, is a registered financial professional currently at SAMI BROKERAGE LLC located in Stamford, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 2 firms and has passed the Series 63, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Andrew Hanczor's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2009 - Present
SAMI BROKERAGE LLC
Office #1: 2 High Ridge Park 2nd Floor, Stamford, CT 06905September 22, 2006 - May 15, 2008
PALI CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2023)
(9/3/2009)
(3/15/2022)
(3/15/2022)
(4/30/2024)
(4/30/2024)
(9/3/2009)
(5/13/2024)
(4/30/2024)
(9/3/2009)
(4/30/2024)
(5/12/2022)
(4/14/2022)
(4/30/2024)
(9/15/2022)
Exams
FINRA
Current Firm
SAMI BROKERAGE LLC
CRD#: 18217 / SEC#: 801-undefined, 8-36472
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPECTRUM ASSET MANAGEMENT, INC. | 100% OWNER | |
| BYER, MATTHEW ROSS | CHIEF INFORMATION SECURITY OFFICER | 3120607 |
| HANCZOR, JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | 5200684 |
| JACOBY, LEWIS PHILLIP IV | HEAD OF TRADING | 1238147 |
| LIEB, MARK ALAN | PRESIDENT | 853490 |
| ORLANDO, JEAN MARIE | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | 1197909 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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