Armando S. Garcia
STRATEGIC ADVISERS LLC | Financial Consultant
HASLET, TX
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CRD#: 5199632
Professional summary
Armando S. Garcia, who also goes by Armando S Garcia, Armando Garcia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Haslet, Texas and FIDELITY BROKERAGE SERVICES LLC located in Southlake, Texas.
Armando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Armando has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Throughout my time at Fidelity, I have been fortunate to work in a wide variety of areas. The knowledge I have gained over the years enables me to do what I am most passionate about, building long-lasting relationships with clients as we develop and implement financial plans in order to assist them in working towards their definition of financial success.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Armando S Garcia | Armando Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Armando S. Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Texas Christian University
Master of Business Administration (MBA) - Business
2010
Texas A & M University
Bachelor of Arts (BA) - Spanish
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1540 East Southlake Blvd, Southlake, TX 76092RIA
CRD#: 104555
HASLET, TX
Current
March 19, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1540 East Southlake Blvd., Southlake, TX 76092-6422BD
CRD#: 7784
Southlake, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HASLET, TX
Past
September 9, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FORT WORTH, TX
Past
January 1, 2008 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
LEWISVILLE, TX
Past
February 22, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
LEWISVILLE, TX
Past
September 26, 2006 - January 11, 2007
EDWARD JONES
BD
CRD#: 250
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/23/2020)
RR
Arizona(3/25/2023)
RR
Arkansas(3/19/2010)
RR
California(9/20/2021)
RR
Colorado(8/8/2020)
RR
Connecticut(4/23/2020)
RR
Delaware(1/17/2017)
RR
Florida(8/13/2021)
RR
Georgia(3/2/2024)
RR
Illinois(8/13/2021)
RR
Iowa(3/25/2023)
RR
Kentucky(3/25/2023)
RR
Louisiana(3/19/2010)
RR
Massachusetts(12/15/2023)
RR
Mississippi(4/9/2021)
RR
Missouri(4/4/2025)
RR
New Jersey(2/16/2022)
RR
New Mexico(7/8/2022)
RR
New York(3/4/2022)
RR
North Carolina(1/30/2025)
RR
Ohio(3/15/2021)
RR
Oklahoma(3/19/2010)
RR
Pennsylvania(4/23/2020)
RR
South Carolina(3/25/2023)
RR
Tennessee(4/9/2021)
RR
Texas(3/19/2010)
IAR
Texas(3/31/2025)
RR
Utah(4/23/2020)
RR
Virginia(12/19/2019)
RR
Washington(8/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Haslet, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
