Andrew M. Karr
ROCKEFELLER FINANCIAL LLC | Managing Director
Bethesda, MD 20814
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CRD#: 5199336
Professional summary
Andrew Michael Karr, CIMA®, who also goes by Drew Michael Karr, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Bethesda, Maryland and ROCKEFELLER CAPITAL MANAGEMENT located in Bethesda, Maryland.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
3M
Are you a "fiduciary"?
Yes
Aliases
Drew Michael Karr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED JEWISH ENDOWMENT FUND POSITION: Investment Committee Member NATURE: Investment Committee Member - oversight on the Jewish Federation of Greater Washington's Endowment Fund. Assets are currently managed and will remain managed by Greystone Consulting. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2018 ADDRESS: 6101 Executive Blvd, Suite 100, North Bethesda MD 20852 WOODMONT COUNTRY CLUB POSITION: Board Member NATURE: General Board Member - Help the club with its mission and participate in decisions to benefit the clubs operations INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/27/2020 ADDRESS: 1201 Rockville Pike, Rockville MD 20852 WOODMONT COUNTRY CLUB POSITION: Investment Committee Chair NATURE: ADVISING ON INVESTMENT DECISIONS WITH OTHER COMMITTEE MEMBERS ON THE CLUBS LONG TERM RESERVES & CASH MANAGEMENT ACCOUNTS INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/16/2015 ADDRESS: 1201 Rockville Pike, Rockville MD 20852, United States DESCRIPTION: ADVISING ON INVESTMENT DECISIONS WITH OTHER COMMITTEE MEMBERS ON THE CLUBS LONG TERM RESERVES & CASH MANAGEMENT ACCOUNTS JEWISH FEDERATION OF GREATER WASHINGTON POSITION: Member - Finance Committee NATURE: This is an extension of responsibilities on the investment committee. The finance committee has a representative from all other financially related committees (i.e. Investment, Audit, Budget,etc) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 6101 Executive Blvd, Suite 100, North Bethesda MD 20852 DELTA INVESTMENT PARTNERS LP POSITION: Partner NATURE: Residential Real Estate Investment & Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: , Murrysville PA , United States DESCRIPTION: Managed current real estate properties, acquire new properties and maintain financial records for entity
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Karr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Karr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 12, 2021 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814RIA
BD
CRD#: 291361
Bethesda, MD
Current
March 7, 2024 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814RIA
CRD#: 294197
Bethesda, MD
Current
November 12, 2021 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814RIA
BD
CRD#: 291361
Bethesda, MD
Past
February 17, 2021 - November 14, 2021
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
MCLEAN, VA
Past
February 17, 2021 - November 14, 2021
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
MCLEAN, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
June 12, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
MCLEAN, VA
Past
June 12, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
MCLEAN, VA
Past
December 8, 2006 - June 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MCLEAN, VA
Past
August 30, 2006 - June 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/9/2023)
RR
California(11/12/2021)
RR
Colorado(11/12/2021)
RR
Connecticut(11/12/2021)
RR
Delaware(11/12/2021)
RR
District of Columbia(11/12/2021)
RR
Florida(11/12/2021)
RR
Georgia(11/12/2021)
RR
Illinois(11/12/2021)
RR
Indiana(11/12/2021)
RR
Louisiana(11/12/2021)
RR
Maryland(11/12/2021)
IAR
Maryland(11/12/2021)
RR
Massachusetts(11/12/2021)
RR
Michigan(4/1/2022)
RR
Minnesota(11/12/2021)
RR
Montana(3/28/2025)
RR
New Hampshire(11/12/2021)
RR
New Jersey(11/12/2021)
RR
New York(11/12/2021)
RR
North Carolina(11/12/2021)
RR
Ohio(11/12/2021)
RR
Pennsylvania(11/12/2021)
RR
South Carolina(11/12/2021)
RR
South Dakota(7/15/2022)
RR
Texas(11/12/2021)
IAR
Texas(11/12/2021)
RR
Utah(11/12/2021)
RR
Vermont(11/21/2023)
RR
Virginia(11/12/2021)
RR
Washington(11/12/2021)
RR
West Virginia(11/12/2021)
RR
Wisconsin(4/1/2022)
RR
Wyoming(11/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Managing DirectorCRD#: 291361Bethesda, MD 20814TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
