Jeffrey I. Katzman
Professional summary
Jeffrey Ira Katzman, who also goes by Jeff I Katzman, Jeff Katzman, Jeffrey Katzman, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Ira Katzman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024January 22, 2025 - June 22, 2026
PATRICK CAPITAL MARKETS, LLC
October 17, 2016 - January 23, 2017
OSAIC FA, INC.
October 17, 2016 - January 23, 2017
OSAIC FA, INC.
January 31, 2014 - December 22, 2015
EQUITY SERVICES, INC.
January 29, 2014 - December 22, 2015
EQUITY SERVICES, INC.
June 19, 2012 - October 15, 2012
KBR CAPITAL MARKETS, LLC
July 8, 2011 - June 30, 2012
ALLIANCE AFFILIATED EQUITIES CORPORATION
May 23, 2011 - July 20, 2011
HERITAGE ADVISORY SERVICES, INC.
February 14, 2011 - July 20, 2011
HERITAGE FINANCIAL SYSTEMS, LLC
August 20, 2010 - December 2, 2010
PROVASI CAPITAL PARTNERS LP
August 12, 2008 - April 23, 2010
AFA FINANCIAL GROUP, LLC
May 19, 2008 - August 15, 2008
DIRECT CAPITAL SECURITIES, INC.
January 23, 2008 - May 15, 2008
NATIONWIDE SECURITIES, LLC
September 26, 2006 - December 31, 2007
OSAIC FA, INC.
September 6, 2006 - January 3, 2008
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2026)
Exams
Series 7TO
Date: 1/22/2025
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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