AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
Johnathan Pierce Timko

Johnathan P. Timko

DAVID VAUGHAN INVESTMENTS
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 5198721
Johnathan Pierce Timko

Professional summary


Johnathan Pierce Timko, CFP®, who also goes by Pierce Timko, is a registered financial advisor currently at DAVID VAUGHAN INVESTMENTS, LLC located in Winter Park, Florida.

Johnathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Johnathan has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pierce Timko

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Johnathan Pierce Timko's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2011

Experience


Current

November 16, 2016 - Present

DAVID VAUGHAN INVESTMENTS, LLC

Office #1: 399 Carolina Avenue Suite 110, Winter Park, FL 32789
RIA
CRD#: 105990
Winter Park, FL
Past

July 10, 2012 - June 20, 2016

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
ORLANDO, FL
Past

January 4, 2012 - July 11, 2012

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ORLANDO, FL
Past

September 13, 2007 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ORLANDO, FL
Past

May 16, 2007 - June 20, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ORLANDO, FL
Past

August 23, 2006 - March 13, 2007

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
BROOKLYN, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DV
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA
Registered Investment Advisory firm - (3/17/1977 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/16/2016)
IAR
Illinois
(1/15/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/6/2007
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


DV
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA
Registered Investment Advisory firm - (3/17/1977 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
5823 N Forest Park Drive, Peoria, IL 61614-3559
Mailing Address
Phone number
(309) 685-0033
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DVI FORM ADV PART 2A BROCHURE (10/3/2025)

Regulatory assets under management


Total Number of Accounts4,020
AUM (Assets Under Management)$ 4,930,082,357

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
03/22/2025
Cover Page
11/20/2023
01/03/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990Winter Park, FL 32789

TRUST BUT VERIFY

Monitor Johnathan Timko

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


WC
Walter CoreaAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Woodside, NY
JB
John BullittAdvisorCheck Check Mark
VALIDUS CAPITAL LLC
IAR
El Segundo, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics