Scott R. Kendrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Ryan Kendrick, who also goes by Scott R Kendrick, Scott Kendrick, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2006. Scott had worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2024 - November 17, 2025
MUFSON HOWE HUNTER & PARTNERS LLC
June 27, 2023 - December 3, 2023
CEIBA FINANCIAL, LLC
July 21, 2021 - September 17, 2021
MCLEAN SECURITIES, LLC
April 15, 2019 - September 1, 2020
KIPPSDESANTO & COMPANY
July 9, 2015 - March 7, 2019
MCLEAN SECURITIES, LLC
September 6, 2006 - December 14, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MUFSON HOWE HUNTER & PARTNERS LLC
CRD#: 132353 / SEC#: , 8-66587
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
